Securities Operations Foundation Qualification SOFQ Actual Questions | Killtest
Jun 15,2021
Securities Operations Foundation Qualification SOFQ actual questions are available, which will be the best material for you to study the test. The Securities Operations Foundation Qualification SOFQ exam is an introductory level programme intended for anyone entering a career in the securities operations area of the financial markets. Securities Operations Foundation Qualification is directly relevant to people entering the world of securities operations and personnel currently working within this field who wish to gain a broader view of the subject. Killtest new cracked SOFQ exam actual questions with 50 Q&As can make sure you pass the test in the first attempt.
ICMA SOFQ Exam Syllabus
List the exam syllabus of ICMA SOFQ Securities Operations Foundation Qualification below.
Identify the similarities and differences between equities and bonds
Demonstrate an understanding of how equities and bonds are brought to the marketplace
Identify and understand the roles of the major securities market participants
Recognise the primary components of the securities trade life-cycle
Demonstrate how Operations manages the securities through its various activities
Identify fundamentals of trade management, including repo and securities lending & borrowing transactions
Recognise and identify corporate actions
Securities Operations Foundation SOFQ Actual Questions
Securities Operations Foundation SOFQ actual questions from Killtest are the best material for you to study the above syllabus. Share some Securities Operations Foundation Qualification SOFQ exam demo questions and answers below.
Where the term 'Ordinary Shares' is used in the UK, the equivalent term in the US is:
A. Common stock
B. Corporate Shares
C. Normal Shares
D. Ordinary Stock
Answer: A
A cash amount of GBP 5,909,658.47 lent on a Thursday until the second Monday (just over 1 week later) at a rate of 2.973%, would attract:
A. 7 days of interest and a cash interest amount of GBP 3369.48
B. 9 days of interest and a cash interest amount of GBP 4392.35
C. 13 days of interest and a cash interest amount of GBP 6344.51
D. 11 days of interest and a cash interest amount of GBP 5294.89
Answer: D
IPO' stands for:
A. International Private Offering
B. Inclusive Pre Offering
C. Initial Public Offering
D. Integrated Post Offering
Answer: C
The term 'SSI' stands for:
A. Standing Settlement Instruction
B. Standard Securities Instruction
C. Settlement Standard Instruction
D. Securities Standing Instruction
Answer: A
The ISIN stands for:
A. International Securities Identification Number; a 13-character alpha-numeric code
B. International Secondary ID Notation; a 13-character alpha-numeric code
C. International Securities Identification Number; a 12-character alpha-numeric code
D. International Secondary ID Notation; a 12-character alpha-numeric code
Answer: C